Thông báo kỹ thuật tàu biển: Sửa đổi, bổ sung năm 2011 của Phụ lục V, Công ước MARPOL 73/78 sẽ có hiệu lực từ ngày 01 tháng giêng năm 2013

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CỤC ĐĂNG KIỂM VIỆT NAM  
VIETNAM REGISTER  
ĐỊA CHỈ: 18 PHẠM HÙNG, HÀ NỘI  
ADDRESS: 18 PHAM HUNG ROAD, HA NOI  
ĐIỆN THOẠI/ TEL: +84 4 3 7684701  
FAX: +84 4 3 7684779  
THÔNG BÁO KỸ THUẬT TÀU BIỂN  
TECHNICAL INFORMATION ON SEA-GOING SHIPS  
Ngày 25 tháng 11 năm 2012  
Số thông báo: 032TI/12TB  
Nội dung: Sửa đổi, bổ sung năm 2011 của Phụ lục V, Công ước MARPOL 73/78 sẽ  
có hiệu lực từ ngày 01 tháng giêng năm 2013.  
Kính gửi: Các chủ tàu/ công ty quản lý tàu biển  
Các đơn vị đăng kiểm tàu biển  
Tại khóa họp thứ 62 (tháng bảy năm 2011), Ủy ban Bảo vệ môi trường biển  
(MEPC) của Tổ chức Hàng hải quốc tế (IMO) đã thông qua Nghị quyết MEPC.201(62)  
ngày 15 tháng bảy năm 2011 sửa đổi, bổ sung Phụ lục V - “Các quy định về ngăn ngừa  
ô nhiễm do rác thải từ tàu” của Công ước Quốc tế về ngăn ngừa ô nhiễm do tàu gây ra  
(MARPOL 73/78). Sửa đổi, bổ sung này sẽ có hiệu lực từ ngày 01 tháng giêng năm  
2013 và bao gồm các nội dung chủ yếu sau đây:  
1. Đưa ra các định nghĩa mới: xác súc vật, dầu ăn, cặn hàng và chất thải sinh  
hoạt.  
2. Tất cả các tàu có tổng dung tích từ 100 trở lên hoặc được chứng nhận chở trên  
15 người phải được trang bị Kế hoạch quản lý rác (lưu ý: không quy định việc phê  
duyệt kế hoạch này).  
3. Tàu có chiều dài từ 12 mét trở lên và các công trình biển cố định hoặc nổi phải  
niêm yết bảng thông báo cho thuyền viên và hành khách về các yêu cầu của Phụ lục V,  
Công ước MARPOL 73/78.  
4. Tàu có tổng dung tích từ 400 trở lên và các công trình biển cố định hoặc nổi  
phải có Sổ nhật ký rác theo mẫu được quy định tại Phụ lục V, Công ước MARPOL  
73/78.  
5. Cấm thải bất kỳ loại rác nào từ công trình biển cố định hoặc nổi, và từ bất kỳ  
tàu nào đang cập vào hoặc trong phạm vị 500 mét tính từ công trình biển cố định hoặc  
nổi. Đồ ăn thải có thể được thải từ công trình biển cố định hoặc nổi, với điều kiện công  
1
VRTB.TI  
trình này cách bờ trên 12 hải lý và đồ ăn thải được đưa qua máy nghiền hoặc máy xay  
sao cho chúng có thể lọt qua tấm lưới sàng với kích thước lỗ không lớn hơn 25 milimét.  
6. Cấm thải rác xuống biển, trừ những trường hợp cụ thể được nêu dưới đây và  
việc thải này chỉ được phép thực hiện khi tàu đang hành trình:  
Ở ngoài vùng đặc biệt  
•
Đồ ăn thải có thể được thải cách bờ trên 3 hải lý nếu đồ ăn thải đó được  
đưa qua máy nghiền hoặc máy xay. Đồ ăn thải sau khi được nghiền hoặc  
xay như vậy phải có thể lọt qua tấm lưới sàng với kích thước lỗ không lớn  
hơn 25 milimét.  
•
•
•
•
Đồ ăn thải có thể được thải cách bờ trên 12 hải lý nếu đồ ăn thải đó không  
được đưa qua máy nghiền hoặc máy xay như nêu trên.  
Cặn hàng không bao gồm các chất được phân loại là độc hại đối với môi  
trường biển có thể được thải cách bờ trên 12 hải lý.  
Các chất tẩy rửa trong hầm hàng, nước rửa boong và các bề mặt bên ngoài  
có thể được xả ra biển nếu chúng không độc hại đối với môi trường biển.  
Xác súc vật có thể được thải càng cách xa bờ càng tốt phù hợp với quy  
định của IMO.  
Ở trong vùng đặc biệt  
•
Đồ ăn thải có thể được thải càng cách xa bờ càng tốt, nhưng không được  
dưới 12 hải lý tính từ bờ hoặc dải băng gần nhất.  
•
Cặn hàng có thể được thải với điều kiện:  
-
-
Các chất tẩy rửa hầm hàng, nước rửa boong và các bề mặt bên ngoài  
không độc hại đối với môi trường biển.  
Cả cảng rời và cảng đến tiếp theo của tàu đều ở trong vùng đặc biệt  
và tàu không di chuyển ra ngoài vùng đặc biệt khi hành trình giữa  
các cảng này.  
-
-
Không có phương tiện tiếp nhận thích hợp tại các cảng nói trên.  
Việc thải nước rửa hầm hàng có cặn hàng được thực hiện càng cách  
xa bờ hoặc dải băng gần nhất càng tốt, và không được dưới 12 hải lý  
tính từ bờ gần nhất hoặc dải băng gần nhất.  
•
Các chất tẩy rửa trong hầm hàng, nước rửa boong và các bề mặt bên ngoài  
có thể được xả ra biển nếu chúng không độc hại đối với môi trường biển.  
Hiện nay IMO đang xây dựng hướng dẫn để xác định loại cặn hàng và chất tẩy  
rửa nào độc hại đối với môi trường biển.  
Chúng tôi xin gửi kèm theo Thông báo kỹ thuật này Nghị quyết MEPC.201(62)  
và đề nghị các Quý Đơn vị lưu ý áp dụng theo đúng quy định.  
2
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Thông báo kỹ thuật này được nêu trong mục: Thông báo của VR/ Thông báo kỹ  
thuật TB của trang tin điện tử Cục Đăng kiểm Việt Nam: http://www.vr.org.vn.  
Nếu Quý Đơn vị cần thêm thông tin về vấn đề nêu trên, đề nghị vui lòng liên hệ:  
Cục Đăng kiểm Việt Nam, Phòng Tàu biển  
Địa chỉ: 18 Phạm Hùng, Từ Liêm, Hà Nội  
Điện thoại: + 4 37684701 (số máy lẻ: 521)  
Fax: +4 37684722  
Thư điện tử: [email protected]  
Xin gửi đến các Quý Đơn vị lời chào trân trọng./.  
KT. CỤC TRƯỞNG  
PHÓ CỤC TRƯỞNG  
Nơi nhận:  
- Như trên;  
- Phòng QP, TB, CN, CTB;  
- Trung tâm VRQC, TH;  
- Lưu TB./.  
Nguyễn Vũ Hải  
3
MEPC 62/24  
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ANNEX 13  
RESOLUTION MEPC.201(62)  
Adopted on 15 July 2011  
AMENDMENTS TO THE ANNEX OF THE PROTOCOL OF 1978 RELATING TO  
THE INTERNATIONAL CONVENTION FOR THE PREVENTION OF  
POLLUTION FROM SHIPS, 1973  
(Revised MARPOL Annex V)  
THE MARINE ENVIRONMENT PROTECTION COMMITTEE,  
RECALLING article 38(a) of the Convention on the International Maritime Organization  
concerning the functions of the Marine Environment Protection Committee (the Committee)  
conferred upon it by international conventions for the prevention and control of marine  
pollution,  
NOTING article 16 of the International Convention for the Prevention of Pollution from  
Ships, 1973 (hereinafter referred to as the "1973 Convention") and article VI of the Protocol  
of 1978 relating to the International Convention for the Prevention of Pollution from  
Ships, 1973 (hereinafter referred to as the "1978 Protocol") which together specify the  
amendment procedure of the 1978 Protocol and confer upon the appropriate body of the  
Organization the function of considering and adopting amendments to the 1973 Convention,  
as modified by the 1978 Protocol (MARPOL 73/78),  
HAVING CONSIDERED draft amendments to Annex V of MARPOL 73/78,  
1.  
ADOPTS, in accordance with article 16(2)(d) of the 1973 Convention, the  
amendments to Annex V of MARPOL 73/78, the text of which is set out at annex to the  
present resolution;  
2.  
DETERMINES, in accordance with article 16(2)(f)(iii) of the 1973 Convention, that  
the amendments shall be deemed to have been accepted on 1 July 2012 unless, prior to that  
date, not less than one third of the Parties or Parties the combined merchant fleets of which  
constitute not less than 50 per cent of the gross tonnage of the world's merchant fleet, have  
communicated to the Organization their objection to the amendments;  
3.  
INVITES the Parties to note that, in accordance with article 16(2)(g)(ii) of  
the 1973 Convention, the said amendments shall enter into force on 1 January 2013 upon  
their acceptance in accordance with paragraph 2 above;  
4.  
REQUESTS the Secretary-General, in conformity with article 16(2)(e) of  
the 1973 Convention, to transmit to all Parties to MARPOL 73/78 certified copies of the  
present resolution and the text of the amendments contained in the Annex;  
5.  
REQUESTS FURTHER the Secretary-General to transmit to the Members of the  
Organization which are not Parties to MARPOL 73/78 copies of the present resolution and its  
Annex.  
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ANNEX  
REVISED MARPOL ANNEX V  
REGULATIONS FOR THE PREVENTION OF POLLUTION BY GARBAGE FROM SHIPS  
Regulation 1  
Definitions  
For the purposes of this Annex:  
1
2
Animal carcasses means the bodies of any animals that are carried on board as  
cargo and that die or are euthanized during the voyage.  
Cargo residues means the remnants of any cargo which are not covered by other  
Annexes to the present Convention and which remain on the deck or in holds  
following loading or unloading, including loading and unloading excess or spillage,  
whether in wet or dry condition or entrained in wash water but does not include  
cargo dust remaining on the deck after sweeping or dust on the external surfaces of  
the ship.  
3
4
5
Cooking oil means any type of edible oil or animal fat used or intended to be used  
for the preparation or cooking of food, but does not include the food itself that is  
prepared using these oils.  
Domestic wastes means all types of wastes not covered by other Annexes that are  
generated in the accommodation spaces on board the ship. Domestic wastes does  
not include grey water.  
En route means that the ship is underway at sea on a course or courses, including  
deviation from the shortest direct route, which as far as practicable for navigational  
purposes, will cause any discharge to be spread over as great an area of the sea as  
is reasonable and practicable.  
6
Fishing gear means any physical device or part thereof or combination of items that  
may be placed on or in the water or on the sea-bed with the intended purpose of  
capturing, or controlling for subsequent capture or harvesting, marine or fresh water  
organisms.  
7
8
9
Fixed or floating platforms means fixed or floating structures located at sea which  
are engaged in the exploration, exploitation or associated offshore processing of  
sea-bed mineral resources.  
Food wastes means any spoiled or unspoiled food substances and includes fruits,  
vegetables, dairy products, poultry, meat products and food scraps generated  
aboard ship.  
Garbage means all kinds of food wastes, domestic wastes and operational wastes,  
all plastics, cargo residues, cooking oil, fishing gear, and animal carcasses  
generated during the normal operation of the ship and liable to be disposed of  
continuously or periodically except those substances which are defined or listed in  
other Annexes to the present Convention. Garbage does not include fresh fish and  
parts thereof generated as a result of fishing activities undertaken during the  
voyage, or as a result of aquaculture activities which involve the transport of fish  
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including shellfish for placement in the aquaculture facility and the transport of  
harvested fish including shellfish from such facilities to shore for processing.  
10  
11  
Incinerator ashes means ash and clinkers resulting from shipboard incinerators used  
for the incineration of garbage.  
Nearest land. The term "from the nearest land" means from the baseline from which  
the territorial sea of the territory in question is established in accordance with  
international law, except that, for the purposes of the present Annex, ''from the  
nearest land'' off the north-eastern coast of Australia shall mean from a line drawn  
from a point on the coast of Australia in:  
latitude 11°00΄ S, longitude 142°08΄ E  
to a point in latitude 10°35΄ S, longitude 141°55΄ E,  
thence to a point latitude 10°00΄ S, longitude 142°00΄ E,  
thence to a point latitude 09°10΄ S, longitude 143°52΄ E,  
thence to a point latitude 09°00΄ S, longitude 144°30΄ E,  
thence to a point latitude 10°41΄ S, longitude 145°00΄ E,  
thence to a point latitude 13°00΄ S, longitude 145°00΄ E,  
thence to a point latitude 15°00΄ S, longitude 146°00΄ E,  
thence to a point latitude 17°30΄ S, longitude 147°00΄ E,  
thence to a point latitude 21°00΄ S, longitude 152°55΄ E,  
thence to a point latitude 24°30΄ S, longitude 154°00΄ E,  
thence to a point on the coast of Australia in  
latitude 24°42΄ S, longitude 153°15΄ E.  
12  
13  
14  
Operational wastes means all solid wastes (including slurries) not covered by other  
Annexes that are collected on board during normal maintenance or operations of a  
ship, or used for cargo stowage and handling. Operational wastes also includes  
cleaning agents and additives contained in cargo hold and external wash water.  
Operational wastes does not include grey water, bilge water, or other similar  
discharges essential to the operation of a ship, taking into account the guidelines  
developed by the Organization.  
Plastic means a solid material which contains as an essential ingredient one or more  
high molecular mass polymers and which is formed (shaped) during either  
manufacture of the polymer or the fabrication into a finished product by heat and/or  
pressure. Plastics have material properties ranging from hard and brittle to soft and  
elastic. For the purposes of this annex, "all plastics" means all garbage that  
consists of or includes plastic in any form, including synthetic ropes, synthetic fishing  
nets, plastic garbage bags and incinerator ashes from plastic products.  
Special area means a sea area where for recognized technical reasons in relation to  
its oceanographic and ecological condition and to the particular character of its  
traffic the adoption of special mandatory methods for the prevention of sea pollution  
by garbage is required.  
For the purposes of this Annex the special areas are the Mediterranean Sea area, the Baltic  
Sea area, the Black Sea area, the Red Sea area, the Gulfs area, the North Sea area, the  
Antarctic area and the Wider Caribbean Region, which are defined as follows:  
.1  
The Mediterranean Sea area means the Mediterranean Sea proper  
including the gulfs and seas therein with the boundary between the  
Mediterranean and the Black Sea constituted by the 41º N parallel and  
bounded to the west by the Straits of Gibraltar at the meridian 5°36΄ W.  
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.2  
The Baltic Sea area means the Baltic Sea proper with the Gulf of Bothnia  
and the Gulf of Finland and the entrance to the Baltic Sea bounded by the  
parallel of the Skaw in the Skagerrak at 57º 44.8΄ N.  
.3  
.4  
The Black Sea area means the Black Sea proper with the boundary between  
the Mediterranean and the Black Sea constituted by the parallel 41º N.  
The Red Sea area means the Red Sea proper including the Gulfs of Suez  
and Aqaba bounded at the south by the rhumb line between Ras si Ane  
(12º 28.5΄ N, 43º 19.6΄ E) and Husn Murad (12º 40.4΄ N, 43º 30.2΄ E).  
.5  
.6  
The Gulfs area means the sea area located north-west of the rhumb line  
between Ras al Hadd (22º 30΄ N, 59º 48΄ E) and Ras al Fasteh (25º 04΄ N,  
61º 25΄ E).  
The North Sea area means the North Sea proper including seas therein  
with the boundary between:  
.1  
the North Sea southwards of latitude 62º N and eastwards of  
longitude 4º W;  
.2  
.3  
the Skagerrak, the southern limit of which is determined east of the  
Skaw by latitude 57º 44.8΄ N; and  
the English Channel and its approaches eastwards of longitude 5º W  
and northwards of latitude 48º 30΄ N.  
.7  
.8  
The Antarctic area means the sea area south of latitude 60º S.  
The Wider Caribbean Region means the Gulf of Mexico and Caribbean Sea  
proper including the bays and seas therein and that portion of the Atlantic  
Ocean within the boundary constituted by the 30° N parallel from Florida  
eastward to 77°30΄ W meridian, thence a rhumb line to the intersection  
of 20° N parallel and 59° W meridian, thence a rhumb line to the intersection  
of 7°20' N parallel and 50° W meridian, thence a rhumb line drawn  
southwesterly to the eastern boundary of French Guiana.  
Regulation 2  
Application  
Unless expressly provided otherwise, the provisions of this Annex shall apply to all ships.  
Regulation 3  
General prohibition on discharge of garbage into the sea  
1
Discharge of all garbage into the sea is prohibited, except as provided otherwise in  
regulations 4, 5, 6 and 7 of this Annex.  
2
Except as provided in regulation 7 of this Annex, discharge into the sea of all  
plastics, including but not limited to synthetic ropes, synthetic fishing nets, plastic garbage  
bags and incinerator ashes from plastic products is prohibited.  
3
Except as provided in regulation 7 of this Annex, the discharge into the sea of  
cooking oil is prohibited.  
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Regulation 4  
Discharge of garbage outside special areas  
1
Subject to the provisions of regulations 5, 6, and 7 of this Annex, discharge of the  
following garbage into the sea outside special areas shall only be permitted while the ship is  
en route and as far as practicable from the nearest land, but in any case not less than:  
.1  
3 nautical miles from the nearest land for food wastes which have been  
passed through a comminuter or grinder. Such comminuted or ground food  
wastes shall be capable of passing through a screen with openings no  
greater than 25 mm.  
.2  
.3  
12 nautical miles from the nearest land for food wastes that have not been  
treated in accordance with subparagraph .1 above.  
12 nautical miles from the nearest land for cargo residues that cannot be  
recovered using commonly available methods for unloading. These cargo  
residues shall not contain any substances classified as harmful to the  
marine environment, taking into account guidelines developed by the  
Organization.  
.4  
For animal carcasses, discharge shall occur as far from the nearest land as  
possible, taking into account the guidelines developed by the Organization.  
2
Cleaning agents or additives contained in cargo hold, deck and external surfaces  
wash water may be discharged into the sea, but these substances must not be harmful to the  
marine environment, taking into account guidelines developed by the Organization.  
3
When garbage is mixed with or contaminated by other substances prohibited from  
discharge or having different discharge requirements, the more stringent requirements shall  
apply.  
Regulation 5  
Special requirements for discharge of garbage from fixed or floating platforms  
1
Subject to the provisions of paragraph 2 of this regulation, the discharge into the sea  
of any garbage is prohibited from fixed or floating platforms and from all other ships when  
alongside or within 500 m of such platforms.  
2
Food wastes may be discharged into the sea from fixed or floating platforms located  
more than 12 nautical miles from the nearest land and from all other ships when alongside or  
within 500 m of such platforms, but only when the wastes have been passed through a  
comminuter or grinder. Such comminuted or ground food wastes shall be capable of passing  
through a screen with openings no greater than 25 mm.  
Regulation 6  
Discharge of garbage within special areas  
1
Discharge of the following garbage into the sea within special areas shall only be  
permitted while the ship is en route and as follows:  
.1  
Discharge into the sea of food wastes as far as practicable from the nearest  
land, but not less than 12 nautical miles from the nearest land or the nearest  
ice shelf. Food wastes shall be comminuted or ground and shall be capable  
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of passing through a screen with openings no greater than 25 mm. Food  
wastes shall not be contaminated by any other garbage type. Discharge of  
introduced avian products, including poultry and poultry parts, is not permitted  
in the Antarctic area unless it has been treated to be made sterile.  
.2  
Discharge of cargo residues that cannot be recovered using commonly  
available methods for unloading, where all the following conditions are  
satisfied:  
.1  
Cargo residues, cleaning agents or additives, contained in hold  
washing water do not include any substances classified as harmful  
to the marine environment, taking into account guidelines  
developed by the Organization;  
.2  
Both the port of departure and the next port of destination are  
within the special area and the ship will not transit outside the  
special area between those ports;  
.3  
.4  
No adequate reception facilities are available at those ports taking  
into account guidelines developed by the Organization; and  
Where the conditions of subparagraphs 2.1, 2.2 and 2.3 of this  
paragraph have been fulfilled, discharge of cargo hold washing  
water containing residues shall be made as far as practicable  
from the nearest land or the nearest ice shelf and not less  
than 12 nautical miles from the nearest land or the nearest ice  
shelf.  
2
Cleaning agents or additives contained in deck and external surfaces wash water  
may be discharged into the sea, but only if these substances are not harmful to the marine  
environment, taking into account guidelines developed by the Organization.  
3
The following rules (in addition to the rules in paragraph 1 of this regulation) apply  
with respect to the Antarctic area:  
.1  
.2  
Each Party at whose ports ships depart en route to or arrive from the  
Antarctic area undertakes to ensure that as soon as practicable adequate  
facilities are provided for the reception of all garbage from all ships, without  
causing undue delay, and according to the needs of the ships using them.  
Each Party shall ensure that all ships entitled to fly its flag, before entering  
the Antarctic area, have sufficient capacity on board for the retention of all  
garbage, while operating in the area and have concluded arrangements to  
discharge such garbage at a reception facility after leaving the area.  
4
When garbage is mixed with or contaminated by other substances prohibited from  
discharge or having different discharge requirements, the more stringent requirements shall  
apply.  
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Regulation 7  
Exceptions  
1
Regulations 3, 4, 5 and 6 of this Annex shall not apply to:  
.1  
.2  
The discharge of garbage from a ship necessary for the purpose of  
securing the safety of a ship and those on board or saving life at sea; or  
The accidental loss of garbage resulting from damage to a ship or its  
equipment, provided that all reasonable precautions have been taken  
before and after the occurrence of the damage, to prevent or minimize the  
accidental loss; or  
.3  
.4  
The accidental loss of fishing gear from a ship provided that all reasonable  
precautions have been taken to prevent such loss; or  
The discharge of fishing gear from a ship for the protection of the marine  
environment or for the safety of that ship or its crew.  
2
Exception of en route:  
.1  
The en route requirements of regulations 4 and 6 shall not apply to the  
discharge of food wastes where it is clear the retention on board of these  
food wastes presents an imminent health risk to the people on board.  
Regulation 8  
Reception facilities  
1
Each Party undertakes to ensure the provision of adequate facilities at ports and  
terminals for the reception of garbage without causing undue delay to ships, and according to  
the needs of the ships using them.  
2
Each Party shall notify the Organization for transmission to the Contracting Parties  
concerned of all cases where the facilities provided under this regulation are alleged to be  
inadequate.  
3
Reception facilities within special areas  
.1  
.2  
Each Party, the coastline of which borders a special area, undertakes to  
ensure that as soon as possible, in all ports and terminals within the special  
area, adequate reception facilities are provided, taking into account the  
needs of ships operating in these areas.  
Each Party concerned shall notify the Organization of the measures taken  
pursuant to subparagraph 3.1 of this regulation. Upon receipt of sufficient  
notifications the Organization shall establish a date from which the  
requirements of regulation 6 of this Annex in respect of the area in question  
are to take effect. The Organization shall notify all Parties of the date so  
established no less than twelve months in advance of that date. Until the  
date so established, ships that are navigating in a special area shall comply  
with the requirements of regulation 4 of this Annex as regards discharges  
outside special areas.  
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Regulation 9  
Port State control on operational requirements1  
1
A ship when in a port or an offshore terminal of another Party is subject to inspection  
by officers duly authorized by such Party concerning operational requirements under this  
Annex, where there are clear grounds for believing that the master or crew are not familiar  
with essential shipboard procedures relating to the prevention of pollution by garbage.  
2
In the circumstances given in paragraph 1 of this regulation, the Party shall take  
such steps as will ensure that the ship shall not sail until the situation has been brought to  
order in accordance with the requirements of this Annex.  
3
Procedures relating to the port State control prescribed in article 5 of the present  
Convention shall apply to this regulation.  
4
Nothing in this regulation shall be construed to limit the rights and obligations of a  
Party carrying out control over operational requirements specifically provided for in the  
present Convention.  
Regulation 10  
Placards, garbage management plans2 and garbage record-keeping  
1
.1  
Every ship of 12 m or more in length overall and fixed or floating platforms  
shall display placards which notify the crew and passengers of the  
discharge requirements of regulations 3, 4, 5 and 6 of this Annex, as  
applicable.  
.2  
The placards shall be written in the working language of the ship's crew  
and, for ships engaged in voyages to ports or offshore terminals under the  
jurisdiction of other Parties to the Convention, shall also be in English,  
French or Spanish.  
2
Every ship of 100 gross tonnage and above, and every ship which is certified to  
carry 15 or more persons, and fixed or floating platforms shall carry a garbage management  
plan which the crew shall follow. This plan shall provide written procedures for minimizing,  
collecting, storing, processing and disposing of garbage, including the use of the equipment  
on board. It shall also designate the person or persons in charge of carrying out the plan.  
Such a plan shall be based on the guidelines developed by the Organization2 and written in  
the working language of the crew.  
3
Every ship of 400 gross tonnage and above and every ship which is certified to carry  
15 or more persons engaged in voyages to ports or offshore terminals under the jurisdiction  
of another Party to the Convention and every fixed or floating platform shall be provided with  
a Garbage Record Book. The Garbage Record Book, whether as a part of the ship's official  
log-book or otherwise, shall be in the form specified in the appendix to this Annex:  
1
Refer to the Procedures for port State control adopted by the Organization by resolution A.787(19) and  
amended by A.882(21); see IMO sales publication IA650E.  
Refer to the Guidelines for the development of garbage management plans adopted by the Marine  
2
Environment Protection Committee of the Organization by resolution MEPC.71(38); see MEPC/Circ.317  
and IMO sales publication IA656E.  
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.1  
Each discharge into the sea or to a reception facility, or a completed  
incineration, shall be promptly recorded in the Garbage Record Book and  
signed for on the date of the discharge or incineration by the officer in  
charge. Each completed page of the Garbage Record Book shall be  
signed by the master of the ship. The entries in the Garbage Record Book  
shall be at least in English, French or Spanish. Where the entries are also  
made in an official language of the State whose flag the ship is entitled to  
fly, the entries in that language shall prevail in case of a dispute or  
discrepancy;  
.2  
.3  
The entry for each discharge or incineration shall include date and time,  
position of the ship, category of the garbage and the estimated amount  
discharged or incinerated;  
The Garbage Record Book shall be kept on board the ship or the fixed or  
floating platform, and in such a place as to be readily available for  
inspection at all reasonable times. This document shall be preserved for a  
period of at least two years from the date of the last entry made in it;  
.4  
In the event of any discharge or accidental loss referred to in regulation 7 of  
this Annex an entry shall be made in the Garbage Record Book, or in the  
case of any ship of less than 400 gross tonnage, an entry shall be made in  
the ship's official log-book, of the location, circumstances of, and the  
reasons for the discharge or loss, details of the items discharged or lost,  
and the reasonable precautions taken to prevent or minimize such  
discharge or accidental loss.  
4
5
The Administration may waive the requirements for Garbage Record Books for:  
.1  
.2  
Any ship engaged on voyages of one (1) hour or less in duration which is  
certified to carry 15 or more persons; or  
Fixed or floating platforms.  
The competent authority of the Government of a Party to the Convention may  
inspect the Garbage Record Books or ship's official log–book on board any ship to which this  
regulation applies while the ship is in its ports or offshore terminals and may make a copy of  
any entry in those books, and may require the master of the ship to certify that the copy is a  
true copy of such an entry. Any copy so made, which has been certified by the master of the  
ship as a true copy of an entry in the ship's Garbage Record Book or ship's official log-book,  
shall be admissible in any judicial proceedings as evidence of the facts stated in the entry.  
The inspection of a Garbage Record Book or ship's official log-book and the taking of a  
certified copy by the competent authority under this paragraph shall be performed as  
expeditiously as possible without causing the ship to be unduly delayed.  
6
The accidental loss or discharge of fishing gear as provided for in regulations 7.1.3  
and 7.1.3bis which poses a significant threat to the marine environment or navigation shall  
be reported to the State whose flag the ship is entitled to fly, and, where the loss or  
discharge occurs within waters subject to the jurisdiction of a coastal State, also to that  
coastal State.  
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Annex 13, page 10  
APPENDIX  
FORM OF GARBAGE RECORD BOOK  
Name of ship: _______________________  
Distinctive number or letters: _______________________  
IMO No.: _______________________  
Period:_____________ From: _____________ To: _____________  
1
Introduction  
In accordance with regulation 10 of Annex V of the International Convention for the  
Prevention of Pollution from Ships, 1973, as modified by the Protocol of 1978 (MARPOL),  
a record is to be kept of each discharge operation or completed incineration. This includes  
discharges into the sea, to reception facilities, or to other ships, as well as the accidental loss  
of garbage.  
2
Garbage and garbage management  
Garbage means all kinds of food wastes, domestic wastes and operational wastes, all  
plastics, cargo residues, cooking oil, fishing gear, and animal carcasses generated during the  
normal operation of the ship and liable to be disposed of continuously or periodically except  
those substances which are defined or listed in other Annexes to the present Convention.  
Garbage does not include fresh fish and parts thereof generated as a result of fishing  
activities undertaken during the voyage, or as a result of aquaculture activities which involve  
the transport of fish including shellfish for placement in the aquaculture facility and the  
transport of harvested fish including shellfish from such facilities to shore for processing.  
The Guidelines for the Implementation of Annex V of MARPOL3 should also be referred to for  
relevant information.  
3
Description of the garbage  
Garbage is to be grouped into categories for the purposes of the Garbage Record Book (or  
ship's official log-book) as follows:  
A
B
C
D
E
F
Plastics  
Food wastes  
Domestic Wastes  
Cooking Oil  
Incinerator ashes  
Operational wastes  
3
Refer to the Guidelines for the Implementation of Annex V of MARPOL 73/78, as amended by resolutions.  
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G
H
I
Cargo residues  
Animal Carcass(es)  
Fishing Gear4  
4
Entries in the Garbage Record Book  
Entries in the Garbage Record Book shall be made on each of the following  
4.1  
occasions:  
4.1.1  
When garbage is discharged to a reception facility5 ashore or to other  
ships:  
.1  
.2  
.3  
.4  
.5  
Date and time of discharge  
Port or facility, or name of ship  
Categories of garbage discharged  
Estimated amount discharged for each category in cubic metres  
Signature of officer in charge of the operation.  
4.1.2  
When garbage is incinerated:  
.1  
.2  
Date and time of start and stop of incineration  
Position of the ship (latitude and longitude) at the start and stop of  
incineration  
.3  
.4  
.5  
Categories of garbage incinerated  
Estimated amount incinerated in cubic metres  
Signature of the officer in charge of the operation.  
4.1.3  
When garbage is discharged into the sea in accordance with regulations 4, 5  
or 6 of Annex V of MARPOL:  
.1  
.2  
Date and time of discharge  
Position of the ship (latitude and longitude). Note: for cargo  
residue discharges, include discharge start and stop positions.  
Category of garbage discharged  
Estimated amount discharged for each category in cubic metres  
Signature of the officer in charge of the operation.  
.3  
.4  
.5  
4.1.4  
Accidental or other exceptional discharges or loss of garbage into the sea,  
including in accordance with regulation 7 of Annex V of MARPOL:  
.1  
.2  
Date and time of occurrence  
Port or position of the ship at time of occurrence (latitude,  
longitude and water depth if known)  
.3  
.4  
.5  
Categories of garbage discharged or lost  
Estimated amount for each category in cubic metres  
The reason for the discharge or loss and general remarks.  
4
5
Refer to Guidelines to be developed by the Organization.  
Ship's masters should obtain from the operator of the reception facilities, which includes barges and  
trucks, a receipt or certificate specifying the estimated amount of garbage transferred. The receipts or  
certificates must be kept together with the Garbage Record Book.  
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Annex 13, page 12  
4.2  
Amount of garbage  
The amount of garbage on board should be estimated in cubic metres, if possible separately  
according to category. The Garbage Record Book contains many references to estimated  
amount of garbage. It is recognized that the accuracy of estimating amounts of garbage is  
left to interpretation. Volume estimates will differ before and after processing. Some  
processing procedures may not allow for a usable estimate of volume, e.g., the continuous  
processing of food waste. Such factors should be taken into consideration when making and  
interpreting entries made in a record.  
RECORD OF GARBAGE DISCHARGES  
Ship's name: _______________________  
Distinctive No., or letters: _______________________  
IMO No.: ____________  
Garbage categories:  
A.  
B.  
C.  
D.  
E.  
F.  
G.  
H.  
I.  
Plastics  
Food wastes  
Domestic wastes (e.g., paper products, rags, glass, metal, bottles, crockery, etc.)  
Cooking oil  
Incinerator Ashes  
Operational wastes  
Cargo residues  
Animal Carcass(es)  
Fishing gear  
NEW TABLE LAYOUT AS BELOW:  
Date/  
Time  
Position of the  
Ship/Remarks  
(e.g., accidental  
loss)  
Category  
Estimated  
Amount  
Discharged  
or  
To  
Sea  
To  
Reception  
Facility  
Incineration Certification/  
Signature  
Incinerated  
Master's signature:______________ Date: ____________________  
***  
I:\MEPC\62\24.doc  
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