William Faulkner và cuộc thăm dò căn tính miền Nam nước Mỹ: Một hướng tiếp cận nhân học

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WILLIAM FAULKNERAND THE SEARCH FORAMERICAN  
SOUTHERN IDENTITY:ANANTHROPOLOGICALAPPROACH  
Ho Thi Van Anh*  
Vinh University, 182 Le Duan, Vinh city, Nghe An province, Vietnam  
Received 23 February 2021  
Revised 14 April 2021; Accepted 30 May 2021  
Abstract: The American South is the cultural root and archetype for the fictional world of  
William Faulkner, a prominent author in modern world literature. The theme Faulkner and the South  
has been studied exhaustively and elaborately, especially from historical and cultural perspectives.  
However, the issue of Faulknerian Southern identity remains a gap in the current literature, so this study  
sets out to address that gap. This paper is an anthropological approach to Faulkner, with two research  
questions: how did Faulkner interpret American Southern identity? how should a set of keywords that  
encapsulates Southern identity in Faulkner’s writing be established? Applying anthropological theory  
of identity and the method of generalization and identification of cultural patterns, this study focuses on  
the four outstanding novels in Faulkner’s legacy. These novels provide a picture of the Southern identity,  
wrapped up in a set of keywords whose two main pillars are burden of the past and agrarianism. The  
other traits - pride, nostagia, melancholy, complex, conservativeness, indomitability - intertwine and  
promote each other, creating the very Faulknerian South.  
Keywords: American literature, William Faulkner, American South, identity, anthropology  
1. Introduction*  
William Faulkner (1897-1962), an  
intense psychological insight, and their  
monumental characters – both good and evil  
– occupy a unique place in modern  
American and British fiction”. The town of  
Oxford, Mississippi, where Faulkner grew  
up and stayed most of his lifetime, was the  
prototype for his mythic Yoknapatawpha  
County. Faulkner is in love with the South,  
the legendary Deep South, with its all  
glorious yet tragic history and present-day  
dilemmas. He is in an important sense a  
Southern writer, both in literary and in  
biographical terms.  
American novelist and short-story writer, is  
regarded as one of the greatest writers of the  
20th century. His legacy, with such  
masterpieces as The Sound and the Fury  
(1929), As I Lay Dying (1930), Light in  
August (1932), Absalom, Absalom! (1936),  
is deeply rooted in the cultural milieu and  
historical tradition of the American South. In  
the Nobel award ceremony speech, the  
Swedish  
Academy,  
represented  
by  
Hellström (1950) stated that Faulkner  
“created out the state of Mississippi one of  
the landmarks of twentieth-century world  
literature; novels which with their ever-  
varying form, their ever-deeper and more  
Faulkner and the South has been a  
matter of interest to scholars over the  
decades. Through the massive history of  
Faulkner scholarship, the relation between  
* Corresponding author.  
Email address: [email protected]  
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Faulkner and the South has been interpreted  
from historical, geographical, biographical  
and cultural, anthropological perspectives;  
among which, historical criticism and  
cultural studies appear to be the most  
prominent approaches.  
and the Apocryphal (Abadie & Harrington,  
1977), Fifty Years of Yoknapatawpha  
(Abadie & Fowler, 1980), Faulkner in  
Cultural Context (Abadie & Kartiganer,  
1997). A similarly exhaustive and ongoing  
source of essays concerned with Faulkner  
and history can be found in Faulkner  
Journal and Mississippi Quarterly’s annual  
Faulkner number, which began production  
in 1985 and 1984, currently under the co-  
editorship of Luire and Towner and the  
editorship of Atkinson respectively.  
Historical criticism of Faulkner’s  
writing emerged quite early, at the same time  
when the Faulkner industry started in earnest  
in the 1950s. An awareness of setting  
Faulkner inside Southern history was  
informed by O’Donnell (1939), who stated  
that Faulkner’s greatest “principle is the  
Southern social-economic-ethical tradition  
which Mr. Faulkner possesses naturally, as a  
part of his sensibility” (as cited in Peek &  
Hamblin, 2004, p. 32). The historical reading  
of Faulkner’s fictions was further argued by  
Cowley (1946) whose introduction to  
Viking’s The Portable Faulkner played an  
important role in orienting Faulkner  
scholarship. Faulkner was acknowledged for  
his “first, to invent a Mississippi county that  
was like a mythical kingdom, but was  
complete and living in all its details; second,  
to make his story of Yoknapatawpha County  
stand as a parable or legend of all the Deep  
South” (as cited in Peek & Hamblin, 2004,  
p. 32). Since The Portable Faulkner,  
Faulkner has been understood as a Southern  
mythmaker, and the featured voice in the  
Southern literary renaissance.  
The above studies offer insights into  
both sides of the spectrum: either praising  
Faulkner as an accurate historian of the  
South or revisiting and finding limitations in  
his views and representations of history. Yet  
alongside this array of historical criticism on  
Faulkner, always runs a strong impulse to  
seek and explicate the link between  
historical roots and fiction, between the  
“actual” and the “apocryphal”, and to  
comment on Faulkner’s use of history in his  
whole body of writing. In fact, Faulkner  
studies in other disciplines afterwards for the  
most part lean on historical premises, and  
thus owe debts to historical criticism.  
Another approach to the issue of  
Faulkner and the South is to read his fiction  
from a geographical perspective. While very  
few studies of Faulkner’s works are  
produced by geographers, the connection  
between fictional Yoknapatawpha and the  
geographical South has been considered  
interdisciplinary. The outstanding analyses  
of Faulkner’s geography are written by  
Miner (1959), Buckley (1961), Brown  
(1962). The geographer Aiken is an  
important researcher in this field, with the  
article “Faulkner’s Yoknapatawpha County:  
Geographical Fact into Fiction” (1977) and  
the book William Faulkner and the Southern  
Landscape (2009). Like historical criticism,  
this approach tends to examine the fact in his  
fictions, figure out how the real South and  
the fictional Yoknapatawpha blend and  
become one.  
The list of essays, books, and  
projects reading Faulkner historically is  
extensive. The most sustained investigation  
in early criticism into the historical context  
surrounding Faulkner is conducted by Doyle  
(2001), a historian who spent nearly 20 years  
researching Faulkner’s County: The  
Historical Roots of Yoknapatawpha. The  
annual conference, namely Faulkner and  
Yoknapatawpha, hosted by University of  
Mississippi since 1974, offers several  
volumes which are particularly concerned  
with various aspects of historical criticism.  
Those typical volumes include The South  
and Faulkner’s Yoknapatawpha: The Actual  
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Emerging  
comparatively  
late,  
anthropological approach could inherit  
significant achievements from these trends,  
especially those concerned with cultural and  
social terms. However, while exploring  
deeply Southern culture in Faulkner’s  
writing, Faulkner scholarship has not  
identified and “named” the so-called  
“Southern identity” in Faulkner, and of  
Faulkner.  
cultural-studies criticism proves to be most  
useful when applied to an author like  
Faulkner. More importantly, cultural studies,  
with its interdisciplinary essence, come  
closer to anthropological terms and the  
search for Southern identity in Faulkner’s  
writing. Clean Brooks’s studies are among  
the early writings focusing on Southern  
culture in Faulkner’s novels. His books  
2. Aim and Scope  
including  
William  
Faulkner:  
The  
Yoknapatawpha Country (1963), William  
Faulkner: Toward Yoknapatawpha and  
Beyond (1978) state that one of the most  
central aspects of Faulkner’s vision is  
“community”, suggesting exploring cultural  
layers in the Southern community.  
Following that path, Faulknerian scholars  
offer insights into specific Southern cultural  
aspects, which contribute to shaping an  
overview on Southern identity. For instance,  
studies of Faulkner and racial issues  
bloomed after the explosion of new literary  
theories of race in the 1980s. Many major  
Faulkner scholars are interested in the  
various way that Faulkner represent race  
relations in the fictions: Sundquist (1983),  
Davis (1983), Weinstein (1992); Polk  
(1996), Duvall (1997) (as cited in Hagood,  
2017, pp. 61-62; Peek & Hamblin, 2004,  
pp. 39-40). There is also a diverse array of  
critics concerned with gender in Faulkner’s  
writing: Radway (1982), Butler (1990),  
Wilson (1991), Jones (2010) (as cited in  
Peek & Hamblin, pp. 171-173). The  
concerns with class, race, and gender  
continue to be a topic of interest in  
contemporary Faulkner studies. As Hagood  
(2017) forecasted, future trends in Faulkner  
scholarship would include the fields that  
intersect with Southern cultural issues such  
as indigenous studies, disability studies,  
whiteness studies, nonhuman studies, and  
queer studies.  
The aim of this article is to examine  
Southern identity in Faulkner’s writing. The  
two raised questions are What shapes  
Southern identity in Faulkner’s novels? and  
What could the way Faulkner represents and  
interprets his homeland’s identity tell us  
about the writer himself – his cultural  
sensibility and ideology? By answering  
those questions, this paper also aims to  
propose  
encapsulates  
Faulkner’s writing.  
a
set of keywords which  
Southern identities in  
The texts chosen for this study were  
the four following novels, which are  
considered the greatest ones in Faulkner’s  
legacy - The Sound and the Fury (1929), As  
I Lay Dying (1930), Light in August (1932),  
and Absalom, Absalom! (1936).  
3. Theoretical Background  
“Identity” came into use as a popular  
social-science term in the 1950s (Gleason,  
1983) and “entered the anthropological  
lexicon in the 1960s and 1970s, in work  
associated with the Manchester School and  
influenced by the American sociological  
traditions of symbolic interactionism and  
social constructivism” (Barnard & Spencer,  
2010, p. 368). Yet “the search for identity”  
can be traced back a few decades ago, in  
various terms namely “self” (Mead, 1934),  
“ethnicity” (Kardiner & Linton, 1939),  
“national character” (Fromm, 1941; Mead,  
1942; Benedict, 1946). At first, “identity”  
was used in reference to personality or  
The studies mentioned above have  
provided an exhaustive overview on  
Faulkner and the South. Apparently, an  
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individuality; then its usage expanded to  
community levels: identity of a race, an  
ethnic, a nation, a region or a group of  
people.  
and transformation through time and space.  
The path of seeking Southern identity, thus,  
requires considerations of the space-time  
relations of the community.  
There are two major approaches to  
the essence of identity. Some scholars affirm  
that identity is the inner, immutable element  
of one’s own being while others see identity  
as a cultural construct, which is shaped and  
modified by interaction between the  
individual and his culture. As Gleason  
(1983) clarified, “The two approaches differ  
most significantly on whether identity is to  
be understood as something internal that  
persists through change or as something  
ascribed from without that changes  
according to circumstances” (p. 918). These  
two opposing opinions might lead to  
different implementations of identity,  
especially when it comes to the culture of a  
community.  
4. Methods  
Cultural identity in literature can be  
explored from the perspective of  
psychological anthropology – a subfield of  
anthropology where anthropology and  
psychology intersect. This field focuses on  
the close relationship between the individual  
and his culture, and also affirms the unity  
between psychology and culture. According  
to psychoanalyst Erikson (1950), identity is  
“a process ‘located’ in the core of the  
individual and yet also in the core of his  
communal culture,  
a
process which  
establishes, in fact, the identity of those two  
identities” (as cited in Gleason, 1983, p. 914).  
Devereux (1967), a psychiatrist, formulated  
a view of culture as a projection of the  
psyche and the psyche as the internalized  
culture. Individual psyche, accordingly, is  
the embodiment of community culture. The  
pioneer of the Culture and Personality  
school, Benedict (1934), holds the firm  
belief that a culture can be seen as a  
personality, and each phase of personality’s  
maturity is governed by particular cultural  
The former view, at the extreme  
level, could contribute to the over-devotion  
and abuse of identity. Identity politics, for  
example, built on identity prejudice, fosters  
the identification of communities based on  
racial, ethnic, class and gender differences.  
This delusion as well as prejudice acts as  
catalysts for exceptionalism. Sen (2007)  
warned, "the uniquely partitioned world is  
much more divisive than the universe of  
plural and diverse categories that shape the  
world in which we live” (p. 22). Its  
characteristics.  
The  
psychological  
anthropological approach, in our opinion, is  
consistent with Faulkner, whose literature  
reflects a close relationship between  
personal tragedy and the spirit of  
community.  
consequences,  
including  
discrimination,  
intentionally  
xenophobia,  
racism,  
gender  
(either  
are  
or  
constantly  
unintentionally) hurting subalterns (the  
indigenous, immigrants, women, people  
with disabilities…).  
In  
anthropology  
practice,  
a
commonly-used method is to generalize and  
identify a set of patterns, stereotypes, values  
This paper, in the search for Southern  
identity in Faulkner’s writing, is not  
intended to promote differentiation, and  
accordingly, is not seeking the isolated and  
immutable cultural traits. Identity is seen as  
a cultural construct in which the uniqueness,  
persistence does not exclude the uncertainty  
that encapsulates the identity of  
a
community. The canons of psychological  
anthropology worldwide, R. Benedict, M.  
Mead, E. Sapir, following that path,  
contributed greatly in building “national  
character” models. They believe that  
individuals express certain types and forms  
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of psyche and personality, which can be  
collected, interpreted and generalized into  
“patterns” of a nation/ ethnic culture. In  
Vietnam, ethno-psychological studies by  
Nguyen (1963), Phan (1994), Tu (1997),  
Dao (2000), Do (2005), Tran (2011),  
Nguyen (2014), Tran (2016), Huyen  
(2017)… joined that array of practice (as  
cited in Pham, 2018).  
According to Nguyen (2008), cultural  
interaction is shown in many types. In this  
case, the most prominent one is the intra-  
cultural interaction across subcultures - the  
interaction between the North and the South,  
two partners in the same nation, both  
penetrating American culture yet belonging  
to different subcultures. Besides, there is  
also an inter-cultural interaction between  
different ethnic groups and races. Finally, a  
trans-cultural interaction does exist when the  
Northerners attempt to dominate the cultural  
and economic space of the South. These  
interactions lead to conflicts. These conflicts  
become a test of communal identity.  
Through reactions such as resistance, self-  
defense, frustration, crisis, acceptance,  
forgetting..., cultural traits are bold, honed,  
or broken, fade, destroyed, which  
restructures communal identity. Given that  
contextual features, the search for Southern  
identity in Faulkner’s writing would start  
with examination of post-bellum Southern  
psychological reactions. Two aspects are  
investigated: the burden of the past,  
embodied in collective memory, and  
dilemmas in post-bellum context.  
The task set out in this study, first of  
all, is to interpret Faulkner’s representation  
of American South. Faulkner describes the  
South in the context of cultural class and  
decline, with traumatic dilemmas on race,  
kinship and gender. Analyzing the Southern  
cultural aspects would parallel the intention  
to seek and name the core values, the deep  
roots of the whole community. The target of  
this paper, therefore, is also to propose a set  
of keywords, which encapsulates Southern  
identities in Faulkner’s writing.  
The keyword set of Southern identity  
in Faulkner’s novels is built on the  
theoretical framework mentioned above.  
First, given the view of identity as a cultural  
construct, this study does not expect a  
collection of isolated, metaphysical, solid  
identities. The identity keywords, instead,  
consist of cultural traits that are both  
distinctive and popular, sustainable and  
flexible. Second, using the anthropological  
method, the keyword set aims to connect and  
explore cultural identities as a system. In the  
cultural mosaic, the seemingly discrete, even  
estranged, opposite features constantly  
interlock, interdependent, promote each  
other, flexibly and durably, all together  
shaping the very Faulknerian South.  
5.1. The South and the Collective Memory  
Collective memory of the South in  
Faulkner’s novels are woven from the  
ancient heritage of the land and the post-  
bellum trauma. Faulkner does not write  
about the Civil War in the present tense; the  
war appears as a ghost, a shadow, a remnant  
of the past. The following seeks the answers  
to the questions: Does the past play an  
important role in the spiritual life of the  
South? If so, why is the past such a burden  
to the Southerners while the American are  
usually known as the people of present and  
future? And if the South is so deeply  
attached to the past, what does the past mean  
to them, what are the aesthetic and human  
notions associated with the past? Following  
that assumption, we examine Faulkner’s  
novels and conclude that his South is a land  
5. Results  
When exploring the identity of the  
South, Faulkner was interested in a historical  
milestone: the American Civil War 1861-1865.  
In this event, Southern culture exposed, and  
even clashed with the culture of the North,  
which can be called a “cultural interaction”.  
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burdened with the past. The past, to the  
Southerners, means the lost beauty; the  
South, therefore, is a proud, nostalgic and  
melancholy land. The past also means the  
curse, the sins; the South, thus, is still the  
unvanquished defeated, the one carrying the  
victim – sinner complex.  
With his interest in the cultural past  
in the South, Faulkner has successfully  
exploited the community memory embodied  
in individual tragedy. In Faulkner literature,  
history and the destiny of the community  
sheds a shadow on each person's life. Each  
individual tragedy comes from a trapped  
state in community memory. Quentin, in The  
Sound and the Fury and Absalom, Absalom!,  
is the epitome of those who cannot escape  
the haunting past. Born into a family of  
decrepit Southern patriarchs, the young man  
is reeling from his obsession with Dead  
South. “He would seem to listen to two  
separate Quentins now - the Quentin  
Compson preparing for Harvard in the  
South, the deep South dead since 1865 and  
peopled with garrulous outraged baffled  
ghosts... and the Quentin Compson who was  
still too young to deserve yet to be a ghost,  
but nevertheless having to be one for all that,  
since he was born and bred in the deep  
South...” (Faulkner, 1990, p. 5). He  
desperately tried to hold on to the Old South  
values. These old Southern values are  
embodied in the image of a naïve and  
innocent sister in the past, or the glorious  
past of the family tree. Fearing that time  
would flow, Quentin angrily smashed the  
clock: “I tapped the crystal on the corner of  
the dresser and caught the fragments of glass  
in my hand and put them in the ashtray and  
twisted the hands off and put them in the  
tray” (Faulkner, 2000, pp. 67-68). For fear of  
seeing his sister who was no longer a virgin,  
Quentin committed suicide, in order to  
preserve her innocence and innocence.  
Remembering breeds suffering. Faulkner's  
novel hauntingly portrays a particular kind  
of mentality - one that exists in the past  
tense.  
5.1.1. The Past as the Burden  
In Faulkner’s novels, the South is a  
land burdened with the past. Faulkner seems  
to choose an estranged vision, compared to  
the common picture of American national  
identity. As Woodward (2008) stated,  
One of the simplest but most  
consequential generalizations ever  
made about national character was  
Tocqueville’s that America was  
“born free”. In many ways that is the  
basic distinction between the history  
of the United States and the history  
of other great nations. (pp. 21-22)  
Shaking off the wretched evils of  
feudalism, the people in the New World  
enjoy their experience of success and  
victory, with a complacency implanted in  
their mind. As Schlesinger (1943) said,  
American character “is bottomed upon the  
profound conviction that nothing in the world  
is beyond its power to accomplish” (p. 244).  
Living for present, living towards future,  
therefore, are American national habits of  
mind.  
Southern heritage is distinctive.  
Unlike American, the Southern history is  
written by such long decades of frustration,  
failure, and defeat. Being on the losing side  
of the civil war, the South is haunted by the  
past. The reality of defeat in economic,  
social and political life all brings them to the  
recollection of tragic legacy. The South’s  
preoccupation is with loss, not with victory,  
with the curse and sins, not the dream for  
future. The past is an indispensable part of  
Southern heritage. More accurately, it is a  
burden for the South.  
The memory burden is not only  
manifested in the mentality in the past tense,  
as in the case of Quentin mentioned above,  
but also in the impact of community history  
on the identity and destiny of individuals.  
Every person in Faulkner's world was born  
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carrying the legacies of the land with him:  
ideology, racial prejudice, caste. Joanna in  
Light in August is haunted by a curse of race.  
She saw “the children coming forever and  
ever in the world, white, with a black shadow  
already falling upon them before they drew  
breath” (Faulkner, 1990, p. 253). Joe  
Christmas's fate, in the same work, is tied to  
the fact that his racial identity is ambiguous.  
With Thomas Sutpen in Absalom, Absalom!,  
the first shock of his life was when he  
realized how being a poor white affects his  
destiny, and he designed his life according to  
a new class and race ideology.  
defense and justification, they have turned  
instead to the somber realities of hardship  
and defeat and evil and “the problems of the  
human heart in conflict with itself”. In so  
doing they have brought to realization for the  
first time the powerful literary potentials of  
the South’s tragic experience and heritage”  
(Woodward, 2008, p. 24).  
Given the fact that the past is a  
burden in the Southern United States,  
Faulkner had his own conception of the  
meaning of the past in the spirit of the  
Southerners. Because the rememorizing of  
the individual is a subjective act, selective,  
subject to the community nature.  
Anthropologists have paid attention  
especially to the kind of selective forgetting  
which they called ‘structural amnesia’. Thus  
Laura Bohannan (1952) demonstrated how,  
among the Tiv, only ancestors relevant to the  
present situation were evoked from the past,  
while others were forgotten. Subsequent  
writers working in this tradition have  
stressed how all narratives of the past have  
to be understood in terms of the nature of the  
society in which they are told and how such  
factors as the construction of the person and  
the nature of the kinship system affect such  
stories (Dakhlia, 1990; Bloch, 1992; Kilani,  
1992) (Barnard & Spencer, 2010, pp. 460-  
461). In the Faulkner novels, the stories of  
the past have their own mark: first, the past  
is synonymous with lost beauty; second, the  
past means the curse and sin.  
It is no coincidence that a striking  
feature in Faulkner's narrative world are the  
families. Because the family line, with the  
generational succession, is an embodiment  
of the enduring community memory. In the  
Faulkner, the Compson family in The Sound  
and the Fury, the Sutpen family from  
Absalom, Absalom!, the Sartoris and the  
McCaslin from Go Down, Moses are all  
glorious of the past, now shabby with  
inability to adapt to the rapid changes of life  
outside. The legacy of generations is  
preserved in the hearts of descendants  
(Quentin in The Sound and the Fury and  
Absalom, Absalom!, Hightower, Joanna in  
Light in August, Darl from As I Lay Dying)  
or from the experience of witnesses, like  
Dilsey, Rosa...  
The sense of past burdens in  
Southern culture has made Faulkner one of  
the landmarks of Southern Renaissance  
literature, something that “literature  
conscious of the past in the present” (Tate,  
1935, as cited in Woodward, 2008, p. 32).  
Faulkner's major contribution was that he  
did not cast a romantic or delusional view of  
the South, but looked directly at its past  
burdens, exploiting its presence in personal  
tragedies. Hence, Faulkner's famous phrase,  
“the problems of the human heart in conflict  
with itself”, was cited as the dominant spirit  
of Southern American Renaissance  
literature: “Disdaining the polemics of  
5.1.2. The Past as the Lost Beauty  
She does not smell like tree.  
(The Sound and the Fury)  
To begin with, in the Southerners’  
mindset, the past is equal to the lost beauty.  
In American history, the South is seen as one  
of the primitive cells of the United States.” It  
is an insider and a witness to the glorious  
past of a young, self-reliant, self-reliant  
nation from nature gifts, human intellect and  
bravery. It is a place to keep the charm of the  
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United States from the beginning: the  
promised land, the "American dream".  
However, the civil war occurred and left  
devastation and aftershocks. The beautiful,  
rich past of the vast cotton fields has been  
replaced by a poor and depleted land. Even  
that land is now being encroached upon by  
smoke, dust and bulldozer decks from  
northern industry. Deep South is now just  
Dead South, filled with pride, nostalgia, and  
melancholy.  
The Southerners knew the Old South  
was dead, but the Old South among them  
was a beauty, so they couldn't stop being  
proud. Melancholy is always associated with  
pride. The South, with a tradition of  
attaching importance to Puritan values, has  
now witnessed a decline in social morality.  
The loss of virginity by Caddy, Addie's  
illegitimate child, Anse's pairing with a new  
woman right after his wife's mourning… are  
all ugly and petty manifestations of present  
life. Whether facing the ugliness, or creating  
those ugly things, Faulkner's characters tend  
to hold their own pride. This pride is well-  
expressed in a sense of sustaining, whether  
successful or hopeless, a dignified, noble  
lifestyle. Mrs. Addie hid her adultery until  
she died, the frail Anse always argued that she  
had done her best, Joe Christmas's adoptive  
father imposed harsh principles on him...  
The concept of lost beauty is  
reflected in the sense of the absence in  
Southern life. What is present in the inner  
life of the Southerners is the absence. The  
Compson Brothers' inner monologues in The  
Sound and the Fury are woven from  
memories of a lost girl - Caddy. In As I Lay  
Dying, the people in Addie's family, without  
saying it out, shared a hidden understanding  
of the family's past secrets. In Absalom,  
Absalom!, the two students Quentin and  
Shreve, throughout their conversation,  
expressed a common concern about Thomas  
Sutpen's failed plans. In Light in August, the  
journey of Lena seeking the father for her  
child seems to be endless.  
Such  
a
sense of nostalgia,  
melancholy and pride leads to a common  
behavior in the Faulkner world: encapsulate  
and freeze beauty so that it becomes an  
eternal, virgin, and impenetrable domain. In  
The Sound and the Fury, there exists an  
absent character. Caddy only appeared in the  
soft but painful memories of those who  
loved her. Pushing Caddy into an  
inaccessible space, Faulkner seemed to  
preserve and cherish the beauty of eternal  
virginity. In Light in August, Lena was  
looking for a father for the baby, but not a  
specific Lucas Burch, as she said. Lena's  
journey is iconic: the journey of desire to  
connect with species. In the midst of  
artificial civilization, where people tear, let  
go, and destroy each other, Lena walks  
calmly, serene, bringing in her life, birth, a  
yearning for connection and harmony with  
species. Therefore, the concept of beauty in  
Faulkner novels often evokes primitive  
senses of an old time when humanity did not  
know civilization. Benjy's foolishness,  
Vardaman's susceptibility, Lena's unmarried  
pregnancy... all evoke such a pre-civilized  
world.  
The sense of the lost beauty makes  
the South in Faulkner literature a proud yet  
nostalgic, melancholy land. Most characters  
are obsessed with melancholy. These are  
supersensitive characters (Quentin, Darl),  
mad characters (Benjy, Darl) and child  
characters (Vardaman, Compson children).  
(There are also characters that are somehow  
“mixed” between these types of characters).  
Sensitivity is common among these  
characters. They can sense the loss  
sensitively. For Benjy, that was when his  
sister "did not smell like tree"; for Quentin,  
when he constantly wanted to commit  
suicide in water, like an unconsciousness  
about washing his sister; for Vardaman, is  
when the boy believes his mother is a fish,  
and the fish has become dirty, sandy and  
muddy.  
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5.1.3. The Past as the Curse and Sins  
lying there, murdered not by one white man,  
but by the curse which God put on a whole  
race before your grandfather and your  
brother or me or you were ever thought of. A  
race doomed and cursed to be forever and  
ever a part of the white race’s doom and  
curse for its sins. Remember that. His doom  
and his curse. Forever and ever. Mine. Your  
mother’s. Yours, even though you are a  
child. The curse of every white child that  
was born and that ever will be born. None  
can escape it. (Faulkner, 1990, p. 252)  
Now I want you to tell me just one  
thing more: Do you hate the South?  
(Absalom, Absalom!)  
The past, in the minds of the  
Southerners, is both a sin and a curse. The  
history of the South is also the history of  
slavery and racism. That history is tied with  
crimes, prejudices, aggressions and  
jealousies. Those impulses were constantly  
making a powerful impact on the postbellum  
era. This makes Old South exist as a ghost or  
a curse.  
“His doom and his curse”. The doom  
and curse cast a shadow on the lives of  
people in the South, creating personal  
tragedies. Joe Christmas's destiny is a prime  
example of resistance to the curse of fate. As  
a black white person, Christmas has the  
complexities of both the stigmatist and the  
stigmatist of his own skin. His crimes stem  
from resentment not acknowledged by both  
communities - black and white. He killed the  
arrogant and arrogant stepfather, he was  
outraged when the white girl had left him, he  
took the black girl's name as a slut and cut  
off the throat of the white lover who had  
carried him, all out of guilt. almsgiving,  
injury. He had a crazed desire to become true  
black: he tries to blacken his inside, try to  
blacken his inner world – his sense of sight,  
his sense of tough, his sense of smell:  
Faulkner's novels have many  
characters with the same name. Faulkner  
inherited the writing technique from Balzac,  
with characters reappearing in a variety of  
works. For example, the character Quentin  
Compson appeared in six works: The Sound  
and the Fury, Absalom, Absalom!, Lion, The  
Mansion, A Justice, That Evening Sun;  
General Lee appeared in Absalom,  
Absalom!, The Town, The Unvanquished,  
Intruder in the Dust, Go Down, Moses, and  
The Flags in the Dust. At times, the name is  
repeated through generations in one lineage:  
in The Sound and the Fury, the uncle's name  
Quentin is given to his niece, Caddy's  
daughter. This makes it seem as though the  
world of Yoknapatawpha lives in the same  
fate, a common curse. Or sometimes, the  
character's name is reminiscent of other  
characters in literature or history. For  
example, looking at the genealogy of the  
character Joanna Burden, the name Calvin is  
reminiscent of John Calvin, with what he  
said about original sin and predestination:  
“Original sin, therefore, seems to be a  
hereditary depravity and corruption of our  
nature, diffused into all parts of the soul,  
which first makes us to God's wrath ”(as  
cited in Dimock, 2012). This predestined  
thought finds its resonance in what his father  
told Joanna, about the cause of his and her  
brother's death:  
At night he would lie in bed beside  
her, sleepless, beginning to breathe  
deep and hard. He would do it  
deliberately, feeling, even watching,  
his white chest arch deeper and  
deeper within his ribcage, trying to  
breathe into himself the dark odor,  
the dark and inscrutable thinking and  
being of negroes, with each  
suspiration trying to expel from  
himself the white blood and the  
white thinking and being. And all the  
while his nostrils at the odor which  
he was trying to make his own would  
Your grandfather and brother are  
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whiten and tauten, his whole being  
writhe and strain with physical  
outrage and spiritual denial”.  
(Faulkner, 1990, pp. 225-226)  
history with love and pain.  
5.2. The South and the Post-Bellum Dilemmas  
5.2.1. Agrarian versus Industrial  
The nature of the South gives this  
land an outstanding advantage in agricultural  
production, especially cotton. This created  
the South's perceptible characteristic relative  
to other parts of the United States: rich arable  
agriculture (especially cotton) and black  
agricultural labor in cotton plantations.  
“Agrarianism and its values were the  
essence of the Southern tradition and the test  
of Southern loyalty” (Woodward, 2008, p. 8).  
Though, his disdain for the color of  
his skin made him constantly question his  
lover, terrified to exaggerate all generosity  
and interference. And finally, those crazy  
self-deprecating obsessions pushed him into  
barbaric acts of destruction.  
Faulkner's Yoknapatawpha is, thus,  
haunted land. They are victims. But, the  
curse falls on them because they were  
criminals in the past. Here, Faulkner  
expresses a clear view: man must atone for  
mistakes in the past. The pain is, the ones  
who suffer the retribution are children (too  
many children are killed, go mad), sensitive  
and loving souls (often mad, thrown in by  
their own families. madhouse). This payoff  
is often seen, predicted, concluded from the  
words of the bystanders - usually blacks  
serving in white families like Dilsey, Rosa...  
They are descendants, the direct heirs to the  
legacy of slavery. Dilsey in The Sound and  
the Fury says: “I seed de beginnin, en now I  
see de endin” (Faulkner, 2000, p. 257). Mr.  
Coldfield, in Absalom, Absalom! foresaw the  
“day when the South would realize that it  
was now paying the price for having erected  
its economic edifice not on the rock of stern  
morality but on the shifting sands of  
opportunism and moral brigandage”  
(Faulkner, 1990, p. 135). The South,  
therefore, is a complex of victims -  
criminals.  
Faulkner's work is set in South  
America after the Civil War. At this time,  
before the colonization of the North  
industrial, the economic dependence on  
cotton which was the habit of the South  
people was removed. The cotton plantation  
economy went bankrupt completely along  
with the Great Depression. The South faced  
the irresistible invasion of an industrial  
civilization from the North, an industry that  
was unfamiliar and hostile to the mind of the  
South. Urban migration, the emergence of  
new livelihoods has become an inevitable  
consequence. The clash between the  
agricultural style and the industrial way of  
life has caused the South economic, social  
and ethical problems.  
Agricultural identity in the life of the  
Southerners is shown discreetly in the  
relationship between people and land. As I  
Lay Dying is an illuminating example of this.  
The work exposes the human reality of poor  
whites who struggle with their livelihoods.  
Here are Tull's thoughts as he watches the  
mules - animals associated with their  
farming:  
“‘Now I want you to tell me just one  
thing more: Why do you hate the South?’. ‘I  
don’t hate it,’ Quentin said, quickly, at once,  
immediately. ‘I don’t hate it,’ he said. I don’t  
hate it he thought, panting in the cold air, the  
iron New England dark: I don’t. I don’t! I  
don’t hate it! I don’t hate it!” (Faulkner,  
1990, p. 195). Quentin's words somehow  
echo Faulkner's heart. As a son in the South,  
he exploited the dark side of motherland  
When I looked back at my mule, it  
was like he was one of these spy-  
glasses, and I could look at him  
standing there and see all the broad  
land and my house sweated out of it  
like it was the more the sweat, the  
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broader the land. The more the  
sweat, the tighter the house. (…)  
Because it is your milk, sour or not.  
Because you would rather have milk  
that will sour than to have milk that  
won’t, because you are a man.  
(Faulkner, 1990, p.139)  
environment, then we know that  
terrible things are going to happen to  
them.  
Agricultural behavior was deeply  
embedded in the cultural life of the South  
people, becoming a community identity.  
Therefore, the clash with industrial  
civilization has brought about the fear of the  
loss of identity. As Woodward (2008) points  
It is difficult to distinguish between  
Tull's point of view and that of the mule. In  
other words, Tull identifies himself with the  
mule, and this farmer sees himself like a  
mule: the more he plows, the more  
perspiring it is, the more stable the house  
becomes, and the more women love him. It  
is such a rustic and pragmatic way of  
thinking of poor laborers. Manhood in  
Faulkner is synonymous with hard work,  
worrying about making a living for the  
family.  
out,  
“the  
threat  
of  
becoming  
“indistinguishable”, of being submerged  
under a national steamroller, has haunted the  
mind of the South for a long time. Some have  
seen it as a menace to regional identity and  
the survival of a Southern heritage” (p. 8). In  
fact, also according to Woodward (2008),  
there has been "wavering" / displacement in  
the heart of the South since the 1930s.  
three decades later the slight  
“wavering” in the Southern ranks  
that disturbed the agrarians in 1930  
would seem to have become a pell-  
mell rout. (…). Whole regiments and  
armies deserted “to join up behind  
the common or American industrial  
ideal”. In its pursuit of the American  
Way and the American Standard of  
Living the South was apparently  
doing all in its power to become what  
the agrarians had deplored as “only  
an undistinguished replica of the  
The fact that the peasant is separated  
from the land, deprived of his livelihood is  
implied in the image of the mule separated  
from the ground. It is no coincidence that in  
the journey to bring Mrs. Addie's funeral, the  
first big obstacle is the flood season river.  
Mules, the creatures with feet of clay, can  
only be useful and survive when mounted on  
the ground. And here's the tragedy: “They  
roll up out of the water in succession, turning  
completely over, their legs stiffly extended,  
as when they had lost contact with the earth”  
(Faulkner, 1990, p. 149). As Dimock (2012)  
points out:  
usual  
industrial  
community.  
(Woodward, 2008, p. 9)  
… when they [the poor white] left the  
customary setting and they are stuck  
trying to negotiate with a swollen  
river, we know that the mules will  
not survive in that kind of  
transformed setting. In many ways –  
a perfect analogy for the poor whites,  
that they can do relatively well when  
they’re left to their own devices,  
when they’re allowed simply to stick  
to their environment. But once  
they’re taken out of their  
The agricultural lifestyle is not only  
manifested in livelihoods, in the  
consciousness of the land, but also in a close,  
familiar lifestyle in  
a
"knowable  
community". Raymond William said: “A  
country community, most typically a village,  
is an epitome of direct relationships: of face-  
to-face contacts within which we can find  
and value the substance of personal  
relationships” (as cited in Dimock, 2012).  
The emergence of industrial civilization in  
the North, new livelihoods, new ways of  
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doing business created a dual state in  
society: the parallel existence of "knowable  
community" and "unknowable community".  
others through social prejudices. Clearly, in  
this context, the essence of agriculture as a  
community identity is being challenged,  
shifted, and hybridized.  
In  
Light  
in  
August,  
the  
correspondence between the knowable  
community and the unknowable community  
is very clear. Revolving around Lena, the  
central figure, is a community of good  
people. The hope that echoes in Lena's  
journey are the words of strangers,  
unknown, and kind. Behind the four weeks,  
the evocation of far is the peaceful corridor  
paved with unflagging and tranquil faith and  
peopled with kind and nameless faces and  
voices.  
5.2.2. Fate and the Indomitable  
As mentioned above, the South of  
America is a land of pride. Even though they  
are defeated, their fate is cursed, they are  
always "unvanquished". No matter how  
cruel fate may have been, Faulkner's  
character refused to give in. They will  
persistently endure quietly until the end, like  
a stubborn, insidious resistance.  
Thomas Sutpen in Absalom,  
Absalom! perhaps the most powerful  
impression on fate-defying will. Originally a  
poor white boy in the South, when he was a  
child, he was scorned, not allowed to enter a  
wealthy white family. That poor white boy,  
when growing up, decided to implement a  
"great design": creating a line of pure white  
Sutpen family is as perfect as any other  
contemporary aristocratic family! To insist  
on this great design, Sutpen had to trade it:  
divorce his first wife, discarded his son when  
he learned that his wife was black, asking  
Rosa to give birth to a son before marriage,  
rejecting Milly when she gives birth to a  
girl... Controlling the surrounding people  
like moving the pieces, willing to destroy all  
obstacles, sacrificing love, designing a  
future for an entire family intentionally, all  
reflect a reckless personal ambition, a daring  
challenge of fate. In Sutpen, on the one hand,  
we see the persistent, indomitable, spirit of  
"defying destiny", but on the other hand, to  
a certain extent, the perseverance, the  
Lucas Burch. I don’t know. I don’t  
know of anybody by that name  
around here. This road? It goes to  
Pocahontas. He might be there. It’s  
possible. Here’s a wagon that’s  
going a piece of the way. It will take  
you that far. (Faulkner, 1990, p. 7)  
At the end of the novel, it is no  
coincidence that a furniture repairer and  
dealer appears, continuing to add to the  
anonymous, kind faces, accompanying Lena  
and Byron. Meanwhile, the community  
around Joe Christmas, Gail Hightower is  
truly an unknowable community. Here is  
everyone's reaction to Joanna's death,  
expressionless, cruel: “‘My pappy says he  
can remember how 50 years ago, folks said  
it ought to be burned, with a little human fat  
meat to start it good’. ‘Maybe your pappy  
slipped up there and set it afire’, a third said.  
They all laughed” (Faulkner, 1990, p. 49).  
The strangeness of members is secretly  
implied in collective prejudices. The pastor's  
son, Joanna's death was immediately  
rumored to be due to Hightower and  
Christmas. The events in the work,  
especially when it comes to crime, are often  
narrated from the words of a stranger. The  
narrated story is not from an omniscient  
point of view, but the narration of a stranger,  
someone who has never met, only knows  
conservative  
originating  
from  
the  
community culture. Because after all,  
Sutpen's great blueprint is built on racism  
and caste discrimination, a legacy of  
community.The "indomitable", indomitable  
to the point of being stubborn, conservative  
seems to have become an identity of the  
Southerners. In fact, history recorded the South's  
stubbornness on the issue of race and slavery.  
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Since the last World War old racial  
attitudes that appeared more venerable and  
immovable than any other have exhibited a  
flexibility that no one would have predicted.  
One by one, in astonishingly rapid  
succession, many landmarks of racial  
discrimination and segregation have  
disappeared, and old barriers have been  
breached. Many remain, of course – perhaps  
more than have been breached – and  
distinctively Southern racial attitudes will  
linger for a long time. Increasingly the South  
is aware of its isolation in these attitudes,  
however, and is in defense of the institutions  
that embody them. They have fallen rapidly  
into discredit and under condemnation from  
the rest of the country and the rest of the  
world” (Woodward, 2008, p. 11).  
“Jesus, the South is fine, isn’t it? It's better  
than the theater, isn’t it? It's better than Ben  
Hur, isn’t it? Now wonder you have to come  
away now and then, isn’t it? ” (Faulkner,  
1990, p. 115). Shreve's question, perhaps in  
part, will be interpreted from this identity in  
Southern culture - indomitable, courageous,  
no matter how much pain it tasted and  
carried so much sin. They endure. The mules  
tried to hold their feet on the ground until  
they were swept away by the flood.  
Hightower, Joanna, chased away by the  
community is still trying to cling to this land,  
building himself a small house, even on the  
edge of the city, even though it is a forgotten  
place. Lena is still determined to find a father  
for her child, although Lucas's name  
gradually fades and becomes unreal. Tough,  
courageous, indomitable, that is a quality of  
the Southern essence.  
However, in another aspect, the  
stubbornness can be seen, on the positive  
side, close to the indomitable, steadfast and  
gritty personality. These traits are, in turn,  
the root of the South's longevity. While  
reading As I Lay Dying, readers must  
inevitably be haunted by the sense of  
existence. The attempt to arrange Mrs.  
Addie's funeral at another town may be an  
allegory of human struggle for survival. A  
poor white family, ordinary people, who also  
criticize, give up, resentment, and  
melancholy, are also full of secrets. In the  
midst of their livelihood, lowly attempts, for  
them death is no longer the only  
preoccupation. But the problem is, when  
going through tribulation, between flood  
water and fire, they are all steadfast, patient,  
and stubborn. Life must go on - it seemed  
like a tacit commitment among the people of  
the Bundren. Tribulation, resentment, and  
melancholy are burdens, but also an essential  
part of survival.  
5.2.3. Autonomy and Integration  
Pride and conservative personality  
pose a problem for the South in giving a  
consistent response to choices: traditional or  
future, autonomy or integration? The South  
inevitably cannot be out of the  
modernization trend of the US nation and the  
world. There are heritages of the past that  
must be abandoned. But the South is not easy  
to openly accept external interference,  
particularly the North. Self-determination or  
interference, separation or integration are  
still a problem in the spiritual life of the  
South after the civil war. This issue is  
interpreted discreetly and deeply by  
Faulkner in his novels.  
It is a self-evident truth that The  
Sound and the Fury is like a nostalgia for the  
past. But we often forget that the concern  
about "tomorrow" is discreetly expressed  
from the very title of the work. “The sound  
and the fury” is adapted from the 5 episode  
5 of Macbeth: “Tomorrow, tomorrow, and  
tomorrow, creeps in this petty pace from day  
to day to the last syllable of recorded time.  
And all our yesterdays have lighted fools the  
“The South. Jesus. No wonder you  
folks all outlive yourselves by years and  
years and years” (Faulkner, 1990, p. 194).  
That is what Shreve said to Quentin, after  
listening to ancient tales about the  
Southerners, both tragedy and timeless.  
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way to dusty death. It is a tale told by an  
idiot, full of sound and fury, signifying  
nothing” (Shakespeare, 1606, as cited in  
Dimock, 2012). Jason is perhaps the  
character that represents the struggle  
between the present and the future of South  
America most clearly in the work. Unlike his  
two brothers, Quentin and Benjy, he has a  
clear sense of adaptation to the future. But  
with the beginning of gray hair. (…).  
So he run back into the house and up  
the stairs again and into the room and  
jerked a cover off the bed and rolled  
her onto it and caught up the corners  
and swung it onto his back like a sack  
of meal and carried it out of the house  
and laid it down under a tree. And he  
said that what he was scared of  
happened. Because the cover fell  
open and she was laying on her side  
facing one way, and her head was  
turned clean around like she was  
looking behind her. (Faulkner, 1990,  
pp. 91-92)  
that adaptation still gives him  
a
psychological, emotional burden. The  
incompatibility between Jason and the  
modern world was manifested in the  
sensations. (Faulkner often transforms  
cognitive ideas into sensations, senses).  
Jason is very proud of owning a luxury car  
(car - a mark of modern industrial society,  
instead of a horse in the aristocratic society  
of the nineteenth century). But the smell of  
gasoline is always a burden to him.  
The head almost left the neck, turned  
to the back, the woman's body exuded a dark  
sense of humor, a mixture of humor and  
horror. Dimock (2012) finds an interesting  
association of a back-facing head in Dante's  
Divine Comedy. This is a description of  
punishment for those in hell:  
And now I reckon I’ll get home just  
in time to take a nice long drive after  
a basket of tomatoes or something  
and then have to go back to town  
smelling like a camphor factory so  
my head won’t explode right on my  
shoulders. I keep telling her there’s  
not a damn thing in that aspirin  
except flour and water for imaginary  
invalids. I says you don’t know what  
a headache is. I say you think I’d fool  
with that dam car at all if it depended  
on me” (Faulkner, 2000, pp. 202-203)  
As I inclined my head still more, I  
saw that each, amazingly, appeared  
contorted between the chin and  
where the chest begins. They had  
their faces twisted toward the  
haunches, and found it necessary to  
walk backwards because they could  
not see ahead of them. (Dante,1320,  
as cited in Dimock, 2012)  
In Dante's work, these people are  
subjected to this penalty of turning around  
because they were soothsayers while they  
were alive. Foreseeing the future is a sin, and  
must be punished. Dimock (2012) suggested  
that this was “a fit punishment for social  
reformers. Social reformers also claim to  
have some kind of privileged relation to the  
future, and they’re reforming the present  
quite often because they have this vision  
about the future”.  
Arrogant and presumptuous, the  
Southerners in Faulkner pour out all anger  
and resentment on those who intervene in  
their life, even when they are good  
performers. Joanna Burden in Light in  
August represents the victim of that anger.  
Influenced by her ancestors, the Northern  
abolitionists, Joanna, a white woman,  
devoted her life to fighting for equal rights  
of blacks. Yet this is the end of Joanna’s life:  
She was lying on the floor. Her head  
had been cut pretty near off; a lady  
Faulkner built his characters on his  
understanding of the real state of American  
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society during the reconstruction period.  
Many Northern reformers entered the South,  
considered themselves social reformers,  
reforming and educating former slaves, and  
adjusting the society of the South after the  
civil war. Due to some of that abuse and  
corruption, the reformers ironed by the  
locals in the South were carpetbaggers.  
Obviously, the will to intervene and impose  
it is not easy to succeed in a land that carries  
pride, pride and conservatism. Infringement  
on that land, whether with good intentions or  
evil intentions, if not skillful enough,  
inevitably suffers from anger and  
punishment.  
mixing in a voice honoring the epiphany of  
the resurrection:  
And the congregation seemed to  
watch him with its own eyes while  
the voice consumed him, until he was  
nothing and they were nothing and  
there was not even a voice but  
instead their hearts were speaking to  
one another in chanting measures  
beyond the need for words, so that  
when he came to rest against the  
reading desk, his monkey face lifted  
and his whole attitude, that of a  
serene, tortured crucifix that  
transcended its shabbiness and  
insignificance and made it of no  
moment, a long moaning expulsion  
of breath rose from them, and a  
woman’s single soprano – ‘Yes,  
Jesus!’”. (Faulkner, 2000, 254)  
Therefore, we will continue to  
consider the reaction of the South to the  
appearance of northern characters in  
Faulkner. Take the Reverend Shegog in The  
Sound and the Fury as an example. The  
pastor was not from the local; he moved  
from one city to another to a black church.  
And this is the pastor's appearance from the  
local people's eyes:  
So, to become a part of the  
community in the South, one must live up to  
the depths of the cultural identity of the  
community.  
The visitor was undersized, in a  
shabby alpaca coat. He had a  
wizened black face like a small, aged  
monkey… When the visitor rose to  
speak he sounded like a white man.  
His voice was level and cold. It  
sounded too big to have come from  
him and they listened at first through  
curiosity, as they would have to a  
monkey talking. They began to  
watch him as they would a man on a  
tight rope. (Faulkner, 2000, 253)  
6. Conclusion  
“Tell [me] about the South. What’s it  
like there? What do they do there. Why do  
they live there. Why do they live at all”  
(Faulkner, 1990, p. 93). One winter night in  
Harvard, Shreve, a roommate, asked  
Quentin such questions, as they were both  
engulfed in deep old tales about the history  
of the South. “Why do they live there. Why  
do they live at all”. The stories Quentin told  
in particular, those written in Faulkner's  
novels in general, are like the South's  
responses to himself. Faulkner's novel, seen  
from that point of view, is a journey of self-  
awareness, a journey of finding one's own  
cultural identity.  
One can imagine  
a
bit of  
disappointment, a bit of curiosity, a bit of  
sarcasm, a bit of skepticism in the way locals  
observe the distant visitor. “Because he  
sounds like a white man”, even a bit of racial  
prejudice, separates the guest from the  
community. Black sheep in the church only  
began to accept the Shegog as a member of  
their community when he raised his voice,  
This article, through the exploration  
of 4 novels The Sound and the Fury, As I Lay  
Dying, Light in August and Absalom,  
VNU JOURNAL OF FOREIGN STUDIES, VOL. 37, NO. 3 (2021)  
26  
Absalom! from the perspective of  
psychological anthropology, has made an  
attempt to envision the Southern identity in  
it can be one of the props, the pillars to help  
him endure and prevail”(Faulkner, 1950).  
References  
Faulkner  
literature.  
These  
identity  
Abadie, A. J., & Fowler, D. (Eds.) (1980). Fifty years  
of Yoknapatawpha. University Press of  
Mississippi.  
characteristics are encapsulated in the  
keyword set with two main pillars, burden of  
the past and agrarianism. In the community  
memory, the past is synonymous with lost  
beauty, and also associated with sins and  
curses. The South, carrying the burden of the  
past, is a land full of pride, nostalgic,  
melancholy, a victim-sinner complex. That  
past burden, in turn, constantly hinders,  
collides, causes dilemmas when the South  
confronts reality. Therefore, the reality of  
the South is full of dualism, ambivalence.  
The pride and nostalgia of the past make this  
land conservative, stubborn (conservative),  
sometimes pathetic. But in another respect,  
the very way that long-standing aristocracy  
and pride give them inner strength, to  
persevere, to indomitable, they are  
unvanquished.  
Abadie, A. J., & Harrington, E. (Eds.) (1977). The  
South and Faulkner’s Yoknapatawpha: The  
actual and the apocryphal. University Press  
of Mississippi.  
Abadie, A. J., & Kartiganer, D. (Eds.) (1997)  
Faulkner in cultural context. University  
Press of Mississippi.  
Aiken, C. (1977). Faulkner's Yoknapatawpha county:  
Geographical fact into fiction. Geographical  
Review, 67(1),  
1-21.  
Aiken, C. (2009). Yoknapatawpha and the Southern  
landscape. University of Georgia Press.  
Atkinson, T. (Ed.). (2021). Mississippi Quarterly:  
The Journal of Southern Cultures. Johns  
Hopkins  
University  
Press.  
Barnard, A., & Spencer, J. (Eds.) (2010). The  
Routledge encyclopedia of social and  
cultural anthropology (2nd ed.). Routledge.  
After all, what Faulkner wants to aim  
for, perhaps in human immortality, is  
indomitable. He does not avoid the past and  
the sin or the sorrow. Soberly exploring  
deeply into the history and culture layers of  
the community, he expected the people to  
take responsibility. But, after all, these layers  
of cultural sediments bring Faulkner, and our  
readers, the belief in the longevity of the  
South in particular, of the human in general.  
As Faulkner once said in his Nobel  
discourse: “I refuse to accept this. I believe  
that man will not merely endure: he will  
prevail. He is immortal, not because he alone  
among creatures has an inexhaustible voice,  
but because he has a soul, a spirit capable of  
compassion and sacrifice and endurance.  
The poet's, the writer's, duty is to write about  
these things. It is his privilege to help man  
endure by lifting his heart, by reminding him  
of the courage and honor and hope and pride  
and compassion and pity and sacrifice which  
have been the glory of his past. The poet's  
voice need not merely be the record of man,  
Beck, W. (1941). Faulkner and the South. The  
Antioch  
Review, 1(1),  
82-94.  
Benedict, R. (1946). The chrysanthemum and the  
sword (patterns of Japanese culture).  
Mariner Books.  
Brooks, C. (1963). William Faulkner: The  
Yoknapatawpha country. LSU Press.  
Brown, C. (1962). Faulkner's geography and  
topography. Publications of the Modern  
Language Association of America, 77(5),  
Brooks, C. (1978). William Faulkner: Toward  
Yoknapatawpha and beyond. LSU Press.  
Buckley, G. (1961). Is Oxford the original of  
Jefferson  
in  
William  
Faulkner's  
novels? Publications of the Modern  
Language Association of America, 76(4-  
Part1),  
447-454.  
Devereux, G. (1967). From anxiety to method in the  
behavioral sciences. De Gruyter Mouton.  
Dimock, W. C. (n.d.). Hemingway, Fitzgerald,  
Faulkner  
[Open  
Yale  
Courses].  
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27  
Lurie, P., & Towner T. M. (Eds.). (2021). The  
Faulkner Journal. Johns Hopkins University  
Press.  
Doyle, D. H. (2001). Faulkner’s county: The  
historical roots of Yoknapatawpha.  
University of North Carolina Press.  
Mead, G. H. (1934). Mind, self, and society.  
Faulkner, W. (1990). Absalom, Absalom! Random  
University of Chicago Press.  
House.  
Mead, M. (1942). And keep your powder dry: An  
anthropologist look at America. Berghahn  
Books.  
Faulkner, W. (1990). As I lay dying. Vintage  
International.  
Faulkner, W. (1990). Light in August. Vintage  
Miner, W. L. (1959). The world of William Faulkner.  
International.  
Literary Licensing.  
Faulkner, W. (2000). The sound and the fury.  
Nguyễn, Q. (2008). Văn hóa, giao thoa văn hóa và  
giảng dạy ngoại ngữ [Culture, cultural  
interaction and language teaching]. VNU  
Journal of Foreign Studies, 24(2), 69-85.  
Everyman Publishers.  
Faulkner, W. (n.d.). Banquet speech [Speech  
transcript].  
The  
Nobel  
Prize.  
/1949/faulkner/speech/ (Original work  
published 1950)  
Peek, C. A., & Hamblin, R. W. (Eds.). (2004). A  
companion to Faulkner studies. GreenWood  
Press.  
Fromm, E. (1941). Escape from freedom. Farrar &  
Rinehart.  
Phạm, M. Q. (2018). Một vài nét về tâm lí học tộc  
người [A few features of ethono-  
psychology]. Tạp chí Thông tin Khoa học xã  
hội, (1), 11-20.  
Gleason, P. (1983). Identifying identity: A semantic  
history. The  
Journal  
of  
American  
910-931.  
History, 69(4),  
Schlesinger, A. (1943). What then is the American,  
Hagood, T. (2017). Following Faulkner: The critical  
response to Yoknapatawpha’s architect.  
Camden House.  
this new man? The American Historical  
Review, 48(2),  
225-244.  
Hellström, G. (1950). Award ceremony speech  
[Speech transcript]. The Nobel Prize.  
Sen, A. (2007). Identity and violence: The illusion of  
destiny. W. W. Norton & Company.  
Woodward, C. V. (2008). The burden of Southern  
history (3rd ed.). Louisiana State University  
Press.  
Kardiner, A., & Linton R. (1939). The individual and  
his society. Columbia University Press.  
VNU JOURNAL OF FOREIGN STUDIES, VOL. 37, NO. 3 (2021)  
28  
WILLIAM FAULKNER VÀ CUỘC THĂM DÒ CĂN TÍNH  
MIỀN NAM NƯỚC MỸ: MỘT HƯỚNG TIẾPCẬN NHÂN HỌC  
Hồ Thị Vân Anh  
Trường Đại học Vinh, 182 Lê Duẩn, thành phố Vinh, tỉnh Nghệ An, Việt Nam  
Tóm tắt: Miền Nam nước Mỹ là cội rễ văn hoá và là nguyên mẫu cho thế giới hư cấu của  
William Faulkner, một tên tuổi lớn của văn chương hiện đại. Chủ đề Faulkner và miền Nam đã được  
nghiên cứu một cách dày dặn và công phu, đặc biệt là dưới góc nhìn lịch sử và văn hoá. Tuy vậy, chủ  
đề căn tính miền Nam trong văn chương của ông vẫn còn những khoảng trống để ngỏ; nghiên cứu này  
là cuộc thăm dò vào mảnh đất ấy. Bài viết này là một tiếp cận nhân học về Faulkner, xoay quanh câu  
hỏi: Faulkner đã diễn giải căn tính miền Nam như thế nào? Liệu có thể xác lập một bộ từ khoá gói ghém  
căn tính miền Nam mang phong cách Faulkner hay không? Áp dụng lí thuyết nhân học về căn tính và  
phương pháp khái quát hoá, định danh các hình mẫu văn hoá, chúng tôi tập trung khảo sát bốn tiểu  
thuyết đỉnh cao trong di sản Faulkner. Những tiểu thuyết này mang lại hình dung về những nét nổi bật  
trong căn tính miền Nam nước Mỹ, gói trọn trong bộ từ khoá mà hai trụ cột chính là ám ảnh quá khứ và  
cốt cách nông nghiệp. Những nét cá tính khác - kiêu hãnh, u sầu, hoài nhớ, mặc cảm, bảo thủ, bất khuất,  
kiên cường… - cùng đan bện, thúc đẩy lẫn nhau, làm nên tấm căn cước miền Nam mang tên Faulkner.  
Từ khoá: văn học Mỹ, William Faulkner, miền Nam nước Mỹ, căn tính, nhân học  
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